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8 Tips to Speed the Process of Going Public Package
Negotiating and Closing

Due Diligence List

Capitalization Process and Model

Management Discussion and Analysis

Investor and Shareholder Protection

10-KSB Development Questionnaire

Independent Director

The Sarbanes-Oxley Act: Executive Responsibility

Sarbanes-Oxley: A Brush Stroke

The Affordable IPO Alternative

Regulation FD

Officers & Directors Disclosure

D&O Insurance

The Sarbanes-Oxley Act: Code of Ethics and Audit Committee Requirements

Certification Rule 302


SEC Filing Schedule

All fully reporting public companies, foreign and domestic, are required to file registration statements, periodic reports, and other forms electronically through EDGAR. Anyone can access and download this information for free. In this short two page reference schedule, all the annual schedule of Events that require SEC filings are set out. In addition to a description of the event and the applicable dates, a responsible party is also identified; this responsible party is traditionally the party who completes the event.




SCHEDULE OF EVENTS WHICH REQUIRE SEC FILINGS in 2003

All fully reporting public companies, foreign and domestic, are required to file registration statements, periodic reports, and other forms electronically through EDGAR. Anyone can access and download this information for free. In this short two page reference schedule, all the annual schedule of Events that require SEC filings are set out. In addition to a description of the event and the applicable dates, a responsible party is also identified; this responsible party is traditionally the party who completes the event.

In the second half of the paper, a schedule of activities that typically relate to the completion of each task related to the various SEC EDGAR filings are laid out in great detail.

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People who ordered this paper also ordered:

Negotiating and Closing

Due Diligence List

Capitalization Process and Model

Management Discussion and Analysis

Investor and Shareholder Protection

10-KSB Development Questionnaire

Independent Director

The Sarbanes-Oxley Act: Executive Responsibility

Sarbanes-Oxley: A Brush Stroke

The Affordable IPO Alternative

Regulation FD

Officers & Directors Disclosure

D&O Insurance

The Sarbanes-Oxley Act: Code of Ethics and Audit Committee Requirements

Certification Rule 302



 CAPITAL MARKETS
   Pink Sheets
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 BASIC BUSINESS SAVVY
   Advanced Financial Topics

 GOING PUBLIC
   Steps in the Process
   Requirements of Public Companies
   Tools & Templates
   Specialists

 REPORTING & COMPLIANCE
   Staying in SEC Compliance
   New Sarbanes-Oxley Regulations
   Structuring Your Company
   Tools & Templates

 GETTING FUNDING
   Preparing Your Business
   Finding Investors
   Pitching Investors

 FOREIGN COMPANIES
   Taking a Foreign Company Public

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